Best practices for communicating with clients before, during, and after a move to independence. Covers messaging strategy, timing, documentation, onboarding flow, retention strategy, and early-stage service stabilization. Focused on protecting trust, preserving revenue, and minimizing disruption during the critical first 30–90 days post-transition.
This week’s theme across the investment management industry is simple: distribution is concentrating around the largest RIAs and aggregators, capital
RIA Confidential Resource Hub: Guidance on Going Independent. Support to Scale.
Practical tools, clear paths, and real-world playbooks for advisors exploring independence, or making independence work.